A lot of excellent information was presented. Great resource material to follow up on. - Associate Vice-President, Financial Services
University of Saskatchewan

Operational Risk Management

October 22 - 23, 2019 · Toronto, Ontario
Day One Program Agenda: Tuesday, October 22, 2019
8:00 - 9:00        Registration and Continental Breakfast
9:00 - 9:10
Welcome and Opening Remarks from the Chair
Andrew Richardson, Principal, SImplified Risk Management Inc.
9:10 - 10:00
10:0 - 10:30        Networking Break
10:30 - 11:30
11:30 - 12:30
An Update from the Regulators
  • Hear the latest updates on regulatory requirements, such as OSFI Guideline E-13
  • Develop and maintain a comprehensive risk appetite statement as part of FRFI’s
  • Implement robust internal control processes
  • Learn about issues and observations in regulatory and market differences
  • Understand the purpose and scope of the Guideline
12:30 - 1:30        Luncheon Break
1:30 - 2:30
Managing Risk in an Evolving Regulatory Environment
  • Gain insight into key local regulations and how to manage them
  • Navigate the trends of banking compliance regulations
  • Understand how regulations will continue to broaden and deepen
  • Learn how to respond to regulatory change and potential operational disruptions
  • Achieve strategic goals in constant regulatory changes and evolving risks
2:30 - 3:30
Achieving a robust governance framework through operational risk management
Saad Ali, Director, Governance, Controls & Operational Risk, CIBC
  • Critical elements of a governance framework
  • Regulatory requirements for corporate governance (including OSFI and SOX)
  • How business changes impact the risk assessments
  • Reviewing industry events for risk incidents and assessing impact on the business
  • Creating a risk profile for each line of business to identify areas requiring enhancements
3:30 - 3:45        Networking Break
3:45 - 4:45
Evaluating the Measurement of for Risk Appetite for Operational Risk
  • Integrate operational risk appetite into decision-making
  • Learn how to link operational risk appetite to operational risk capital
  • Practical tools to allocate operational risk appetite across your organization
  • Manage risk and set the tone from the top down
  • Overcome challenges to establishing a risk appetite for operational risk
4:45        End of Day One



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